Series 7 Yes/No

  1. Are closed end fund shares negotiable?
    Yes
  2. Do nominal quotes have to be identified as such when given?
    Yes
  3. Can a covered call be performed in a cash account?
    Yes
  4. Is shareholder approval is required if a corporation wishes to make a stock dividend distribution?
    YES
  5. Are corporate bonds are traded on the NYSE?
    YES
Author
medmikebb717
ID
49172
Card Set
Series 7 Yes/No
Description
Series 7 Yes/No
Updated