CIA Disclosure

  1. IFRS 4 – Insurance Contracts Disclosure req'ts
    Info that
    1. explains amounts in f.s. from insurance contracts
    2. helps users of f.s. to evaluate risks from insurance contracts
  2. Disclosure on amounts from insurance contracts
    for A, L, income and expense
    1. Accounting policies
    2. Recognised amounts
    3. Process to determine assumps with greatest effect on recognised amounts
    4. Effect of changes in assumps
  3. Disclosure for users to evaluate nature and extent risks from insurance contracts
    1. policies and processes for managing risks from contracts
    2. insurance risk:
      • UW risk
      • Concentration risk
      • Reinsurance risk
      • Regulatory risk
    3. financial risks:
      • credit risk
      • liquidity risk
      • market risk
  4. CIA disclosure - Assumptions to calculate insurance A & L
    • Model assumptions: should represent reality.
    • Data assumptions: to relieve data insufficiency or unreliability
    • Other assumptions on legal, eco, demographic, social environment that model / data assumptions depend on
  5. CIA disclosure - Examples of model / data/ other assumptions
    • Model assumptions:
      • Methods for developing claims
      • Reporting patterns and initial ELR
      • Approach to review premium liab
      • Discounting assumptions
    • Data assumptions:
      • Source of data
      • Use of industry data
    • Other assumptions:
      • Trend and inflation
      • Rate level change
      • Impact of tort reform.
  6. Considerations in determining concentration risk
    • Diversification
    • UW limits
    • Reinsurance
  7. Liability adequacy test
    • To ensure adequacy of liabilities net of DAC, use
      • current estimate of future contractual CFs,
      • claims handling / admin expenses, and
      • investment income from assets backing such liabilities
    • Deficiency charged to P/L by writing off DAC and setting a deficiency provision if needed
  8. Types of Insurance risks
    1. UW risk: exposure to loss from risk selection
    2. Concentration risk
    3. Reinsurance risk from:
      • contract disputes
      • coverage gaps in reinsurance agreement
      • possibility of default
    4. Regulatory risk
  9. Disclosure requirement on insurance risk
    • sensitivity:
      1. Quantitative (sensitivity analysis):
        • how P/L and equity would've been affected if changes in relevant risk variable had occurred at end of reporting period
        • method and assumptions used in preparing sensitivity analysis
        • changes in methods and assumptions from previous period
      2. Qualitative:
        • info about terms of contracts that have a material effect on amount, timing and uncertainty of future CFs
    • concentration:
      • how concentrations are determined
      • shared characteristics (e.g., business segment, LOB, geo region, type of insured event, currency)
  10. Considerations in determining the concentration risk
    • diversification
    • UW limits
    • reinsurance.
  11. Disclosure requirement on Sensitivity to insurance risk
    • how concentrations are determined
    • shared characteristics (e.g., LOB, region)
  12. Sensitivity tests on insurance risk - Examples
    • increase tail LDFs
    • incorporate occ of an adverse event
    • change MfAD
    • change reinsurance coverage
    • increase unpaid claims
    • increase premium written
  13. Types of financial risks
    1. Interest rate risk: affects fixed income portfolio (MV)
    2. Credit risk: counterparty unable to pay in full when due. exposure from:
      • Investments in term deposits, bonds, preferred shares
      • Reinsurers’ share of liabilities
      • Amounts due from reinsurers on claims already paid / p.h./ intermediaries
    3. Liquidity risk: liquidity mgt is to ensure sufficient cash to meet obligations as they fall due
  14. Policies and procedures to manage reinsurance risk
    • Appropriate treaty,
    • Regular review of effectiveness of reinsurance agreements
    • Monitor credit quality of counterparties
    • Require deposits by reinsurers
    • Deal mainly with registered reinsurers
  15. Policies and procedures to manage credit risk
    • Diversify portfolio to minimize risk, small portion in each corporate issuer
    • Limits on quality of investments
    • Ratings from credit rating agencies
    • Investment guidelines on min / max limits for each asset
    • Reinsurance with counterparties with good credit rating
Author
youngt
ID
339084
Card Set
CIA Disclosure
Description
CIA Disclosure Requirements IFRS 4 – Insurance Contracts
Updated