What is the definition of an Investment Adviser Representative?
any partner, officer, director of, or other individual employed by or associated with an investment adviser that is registered or required to be registered under the act or who has a place of business located in this state and is employed by or associated with a federal covered adviser and who does any of the following: 1 makes any recommendations or otherwise renders advice regarding securities, 2 manages accounts or portfolios of clients, 3 determines which recommendation or advice regarding securities should be given 4 solicits, offers or negotiates for the sale of or sells investment advisory services or 5 supervises employees who perform any of the foregoing.