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Series 24 Reporting
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TRACE
Corp bond rpts ONLY
Both Buyer and seller report
w/in 15min
OATS
Time Stamped Order
1x for entry
1x for execution
Market Maker Reporting
No pay from issuers
Rpt Trades every 30 secs
Daily Volume
Short Position - Bi-Monthly
ACES
Handles both market and limit orders in NASDAQ securities
Key
: MMs can maintain a limit order file for order entry firms
Auto-reports to ACT
ACT (Automated Confirmation Transaction)
Operated by NASDAQ
provides last sale info to the public
provides clearance and settlement functions to ACT participants
Transactions reported within 90 secs or are reported with .SLD modifier (late)
TRACS
Alternative Display Facility (ADF)
reported NASDAQ quotes from unlinked ECNs not participating in Single Book
CQS
Consolidated Quote System
NYSE quote reporting system
30 seconds
Consolidated Tape
reports last sale information on any listed equity security regardless of market
must be made within 90 seconds
FQCS
The Firm Quote Compliance System (FQCS) was designed to deal with member complaints regarding backing away
TRF
Trade Reporting Facility
NASDAQ stocks
Third Market stocks
then funnels them to ACT
Author
Kindri9
ID
177426
Card Set
Series 24 Reporting
Description
A list of the different reporting "agencies" and who reports to whom
Updated
2012-10-15T03:20:06Z
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