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Briefly explain administrative law.
- occurs on all levels of government
- consists of rules, regulations, orders, and decisions of administrative agencies
- created to carry out legislative powers and duties of agencies
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What is the purpose of agencies?
relieve legislature from task of considering every aspect of a specific problem in order to address it
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What does an enabling statute do?
creates and empowers an agency
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What are the 2 types of agencies?
- executive agencies
- independent regulatory agencies (president cannot remove them without good cause)
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Which functions of government do agencies perform?
All of them
- making rules
- enforcing the law
- adjudicating controvercies
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What does zero-budgeting mean?
The budget for the upcoming year has to be justified at the end of the fiscal year
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What are the 3 types of rulemaking?
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What is the process of informal rulemaking?
- notice of proposed rule
- opportunity for comments and hearing of interested parties
- publication of final draft at least 30 days before its effective date
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Briefly describe formal rulemaking.
- more complex than informal
- includes trial-like agnecy hearing, including a statement of findings and conclusions
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What is hybrid rulemaking?
- a mix of informal and formal rulemaking
- informal rulemaking plus additional procedures according to enabling statute
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What are interpretive rules?
- statements issued by an agency indicating how it construes its governing statute
- statements of policy - agency announces a proposed course of action that the agency intends to follow in the future
- provide clarification or guidance
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What are procedural rules?
- rules issued by an agency establishing its organization, method of operation, and rules of conduct
- they don't require procedure and comment (procedural due process), because no rights are taken away
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What are the 2 forms of rules an agency can establish?
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How can agencies investigate and compel disclosure of information?
- conducting inspections
- issuing subpoenas
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What is adjudication in relation to agencies?
process by which an agency resolves disputes
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What does exhausting your administrative remedies mean?
you have to go through administrative process with the agency before going to court
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What kinds of procedures do agencies use to resolve disputes?
- informal - mediation, arbitration, conciliation
- formal - must follow due process, hearing before an administrative judge, no jury
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Briefly describe the 2 kinds of judicial review that apply to agency rules and orders.
- general: complaining party must have been injured by agency action and must have exhausted all administrative remedies
- review of questions of law: check with enabling statute if agency exceeded its authority or violated a constitutional provision
- review of questions of fact: did agency have a rational basis for its decision?
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What does arbitrary mean?
randomly selecting with no rational or reasonable basis
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What is a sunset review?
agency is only to last 5 years, then reviewed
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How can legislature control agencies?
- controlling the budget
- amending the enabling statute
- establishing general rules
- reversing or changing an agency rule through legislation
- reviewing agencies by Congressional oversight committees
- Congressional power to confirm high-level administrative appointments
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How can executive control agencies?
- president can appoint or remove chief of executive agency (not with independent/private)
- president can submit budget to Congress and ask to impound monies or restructure agencies
- president has veto power
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What is the Government in the Sunshine Act?
- requires meetings of many federal agencies to be open to the public
- does not apply to staff only meetings
- agencies may close meetings for special reasons
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What is the Freedom of Information Act?
gives public access to agency records
- agency may deny access to
- - national defense or foreign policy
- - specific exemptions by statute
- - trade secrets/privileged commercial information
- - inter-agency or intra-agency memorandum
- - personal/medical information
- - investigatory records needed for law enforcement
- - relating to the regulation of financial institutions
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What limits administrative agencies?
- judicial review
- legislative control
- executive control
- disclosure of information
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Which acts regulate disclosure of information by agencies?
- Government in the Sunshine Act (public meetings)
- Freedom of Information Act (provide access to information)
- Regulatory Flexibility Act (consider costs of regulation for small businesses)
- Small Business Regulatory Enforcement fairness Act (Congress can review new regulations for at least 60 before they can take effect)
- Equal Access to Justice Act (may recover attorney's fees and other costs if subject to unjustified federal agency action)
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