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Insiders
Includes officers, directors, and owners of more than 10% of any class of an issuer's equity securities.
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Prospectus
Any notice, circular, advertisement, letter, or communication offering any security for sale (or merger).
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Proxy
Grant of authority by a shareholder to someone else to vote the shareholder's shares at a meeting.
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Registration Statement
The statement required to be filed with the SEC before the initial sale of securities can occur.
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Security
Any debt or equity interest in a company including a note, stock, bond, certificate of interest, debenture, investment contract, etc.
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Underwriter
Any person who has purchased from an issuer with a view to the public distribution of any security, or party who participates in such an undertaking.
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